DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kurtis Nolan

Strategic Advisers LLCnational BDCary, Ncdual registrantIAPD 6728846

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Kurtis R Nolan

At current firm

1 y

since Mar 31, 2025

In the industry

10 y

since Mar 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Strategic Advisers LLC national BD current
since Mar 31, 2025 · Cary, Nc
Fidelity Personal And Workplace Advisors former
Apr 18, 2024 to Mar 31, 2025 · Cary, Nc
Principal Securities, Inc. BD affiliated
May 19, 2023 to Nov 26, 2023 · Raleigh, Nc
Freedom Investment Management, Inc. independent RIA
Feb 10, 2017 to Dec 31, 2018 · Raleigh, Nc
Prosperity Capital Group, Inc. unclassified
Dec 1, 2016 to Apr 3, 2019 · Raleigh, Nc

Moves

a registration end followed by a registration begin elsewhere

Fidelity Personal And Workplace Advisors to Strategic Advisers LLC
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
Principal Securities, Inc. to Fidelity Personal And Workplace Advisors
left Nov 26, 2023, registered Apr 18, 2024 (144 days) · Affiliated broker-dealer or bank to another
Prosperity Capital Group, Inc. to Freedom Investment Management, Inc.
left Apr 3, 2019, registered Feb 10, 2017 (-782 days) · Other
Freedom Investment Management, Inc. to Principal Securities, Inc.
left Dec 31, 2018, registered May 19, 2023 (1600 days) · RIA to affiliated broker-dealer or bank

Signals

Kurtis Nolan left Principal Securities, Inc. for Fidelity Personal And Workplace Advisors (registered 2024-04-18)
Nov 26, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address