DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••• P••••••••

E•••••• A••••••• G••••• L••BD affiliatedClemmons, Nc dual registrantIAPD 6730289

Feed of 09/14/2026

Also filed as Corina Buenaventura- Linares

At current firm

2 y

since May 20, 2024

In the industry

10 y

since Sep 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since May 20, 2024 · Clemmons, Nc
F••••••• P••••••• A•• W•••••••• A••••••• former
Aug 14, 2023 to Apr 25, 2024 · Greensboro, Nc
E•••••• A••••••• G••••• L•• BD affiliated
Mar 1, 2022 to Jun 19, 2023 · Winston-Salem, Nc
N••••• A•••• M••••••••• L•• mixed wealth
Nov 29, 2021 to Dec 10, 2021 · Chicago, Il
A••••• A•• P••••••• S••••••• BD affiliated
Sep 25, 2017 to May 27, 2021 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to E•••••• A••••••• G••••• L••
left Apr 25, 2024, registered May 20, 2024 (25 days) · Affiliated broker-dealer or bank to another
E•••••• A••••••• G••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jun 19, 2023, registered Aug 14, 2023 (56 days) · Affiliated broker-dealer or bank to another
N••••• A•••• M••••••••• L•• to E•••••• A••••••• G••••• L••
left Dec 10, 2021, registered Mar 1, 2022 (81 days) · Other
A••••• A•• P••••••• S••••••• to N••••• A•••• M••••••••• L••
left May 27, 2021, registered Nov 29, 2021 (186 days) · Other

Signals

C••••• P•••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for E•••••• A••••••• G••••• L•• (registered 2024-05-20)
Apr 25, 2024 · Advisor changed firm · fact
C••••• P•••••••• left E•••••• A••••••• G••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-08-14)
Jun 19, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address