DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Albert Christopher Nassar

Oppenheimer & Co. Inc.BD affiliatedFort Lauderdale, Fldual registrantIAPD 6730482

Feed of 09/14/2026

Also filed as Albert Christopher Nassar

At current firm

0 y

since Jun 8, 2026

In the industry

11 y

since Sep 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Oppenheimer & Co. Inc. BD affiliated current
since Jun 8, 2026 · Fort Lauderdale, Fl
Heller Private Wealth state registered
Oct 13, 2025 to Mar 23, 2026 · Fort Lauderdale, Fl
Axxcess Wealth Management, LLC independent RIA
Feb 7, 2024 to Oct 3, 2024 · Fort Lauderdale, Fl
Ashton Thomas Private Wealth independent RIA
Nov 22, 2022 to Apr 5, 2023 · Fort Lauderdale, Fl
Ameriprise Financial Services, LLC national BD
Jan 4, 2021 to Sep 30, 2022 · Ft Lauderdale, Fl
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jun 5, 2017 to Jan 11, 2021 · Fort Lauderdale, Fl

Moves

a registration end followed by a registration begin elsewhere

Heller Private Wealth to Oppenheimer & Co. Inc.
left Mar 23, 2026, registered Jun 8, 2026 (77 days) · Other
Axxcess Wealth Management, LLC to Heller Private Wealth
left Oct 3, 2024, registered Oct 13, 2025 (375 days) · RIA to a state-registered adviser
Ashton Thomas Private Wealth to Axxcess Wealth Management, LLC
left Apr 5, 2023, registered Feb 7, 2024 (308 days) · RIA to RIA
Ameriprise Financial Services, LLC to Ashton Thomas Private Wealth
left Sep 30, 2022, registered Nov 22, 2022 (53 days) · Affiliated broker-dealer or bank to independent RIA
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Ameriprise Financial Services, LLC
left Jan 11, 2021, registered Jan 4, 2021 (-7 days) · Wirehouse to affiliated broker-dealer or bank

Signals

Albert Christopher Nassar left Heller Private Wealth for Oppenheimer & Co. Inc. (registered 2026-06-08)
Mar 23, 2026 · Advisor changed firm · fact
Albert Christopher Nassar left Axxcess Wealth Management, Llc for Heller Private Wealth (registered 2025-10-13)
Oct 3, 2024 · Advisor changed firm · fact
Albert Christopher Nassar left Ashton Thomas Private Wealth for Axxcess Wealth Management, Llc (registered 2024-02-07)
Apr 5, 2023 · Advisor changed firm · fact
Albert Christopher Nassar left Ameriprise Financial Services, Llc for Ashton Thomas Private Wealth (registered 2022-11-22)
Sep 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address