DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kristen Nicole Thomas

Cetera Investment Advisers LLCBD affiliatedSparks, Md dual registrantIAPD 6730539

Certified Financial Planner

Feed of 09/14/2026

Also filed as Kristen Nicole Gabelt

At current firm

1 y

since Sep 5, 2025

In the industry

10 y

since May 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since Sep 5, 2025 · Sparks, Md
Avantax Advisory Services former
Jan 2, 2024 to Sep 5, 2025 · Dallas, Tx
Ifg Advisory, LLC independent RIA
Mar 16, 2021 to Jan 4, 2024 · Atlanta, Ga
Mdt Advisers, A Division Of Federated Mdta LLC asset manager
Jul 26, 2017 to Sep 16, 2020 · Boston, Ma
Federated Investment Counseling institutional
Jul 18, 2017 to Sep 16, 2020 · Pittsburgh, Pa
Federated Securities Corp. no RAUM
Jul 18, 2017 to Sep 16, 2020 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

Avantax Advisory Services to Cetera Investment Advisers LLC
left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
Ifg Advisory, LLC to Avantax Advisory Services
left Jan 4, 2024, registered Jan 2, 2024 (-2 days) · RIA to affiliated broker-dealer or bank
Federated Investment Counseling to Mdt Advisers, A Division Of Federated Mdta LLC
left Sep 16, 2020, registered Jul 26, 2017 (-1148 days) · channel change inside one enterprise, not a move
Mdt Advisers, A Division Of Federated Mdta LLC to Ifg Advisory, LLC
left Sep 16, 2020, registered Mar 16, 2021 (181 days) · Other
Federated Securities Corp. to Federated Investment Counseling
left Sep 16, 2020, registered Jul 18, 2017 (-1156 days) · channel change inside one enterprise, not a move

Signals

Kristen Nicole Thomas left Ifg Advisory, Llc for Avantax Advisory Services (registered 2024-01-02)
Jan 4, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address