DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andrew Garcia
Chartered Financial Analyst
Feed of 09/15/2026
Also filed as Andrew Joseph Garcia
At current firm
0 y
since Aug 24, 2026
In the industry
11 y
since Oct 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Wealth Enhancement Advisory Services, LLC BD affiliated currentsince Aug 24, 2026 · Little Silver, Nj
- Hightower Advisors, LLC BD affiliatedJan 4, 2022 to Jun 3, 2026 · Ridgewood, Nj
- Farr Miller & Washington LLC formerDec 22, 2016 to Jun 30, 2022 · Washington, Dc
Moves
a registration end followed by a registration begin elsewhere
- Hightower Advisors, LLC to Wealth Enhancement Advisory Services, LLCleft Jun 3, 2026, registered Aug 24, 2026 (82 days) · Affiliated broker-dealer or bank to another
- Farr Miller & Washington LLC to Hightower Advisors, LLCleft Jun 30, 2022, registered Jan 4, 2022 (-177 days) · RIA to affiliated broker-dealer or bank · moved with a team
Signals
- Andrew Garcia left Hightower Advisors, Llc for Wealth Enhancement Advisory Services, Llc (registered 2026-08-24)Jun 3, 2026 · Advisor changed firm · fact
- Andrew Garcia left Farr Miller & Washington Llc for Hightower Advisors, Llc (registered 2022-01-04)Jun 30, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address