DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Christopher Jason Coats

Cambridge Investment Research Advisors, Inc.BD affiliatedWaverly, Tn dual registrantIAPD 6736142

Feed of 09/14/2026

Also filed as Jason Coats

At current firm

1 y

since Jun 9, 2025

In the industry

13 y

since Dec 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cambridge Investment Research Advisors, Inc. BD affiliated current
since Jun 9, 2025 · Bartlett, Tn
Cetera Investment Advisers LLC BD affiliated
Mar 14, 2025 to Jun 9, 2025 · Munford, Tn
Rfg Advisory, LLC independent RIA
Feb 6, 2025 to Feb 21, 2025 · Vestavia Hills, Al
Edward Jones national BD
Oct 4, 2017 to Feb 2, 2025 · Atoka, Tn

Moves

a registration end followed by a registration begin elsewhere

Cetera Investment Advisers LLC to Cambridge Investment Research Advisors, Inc.
left Jun 9, 2025, registered Jun 9, 2025 (0 days) · Affiliated broker-dealer or bank to another
Rfg Advisory, LLC to Cetera Investment Advisers LLC
left Feb 21, 2025, registered Mar 14, 2025 (21 days) · RIA to affiliated broker-dealer or bank
Edward Jones to Rfg Advisory, LLC
left Feb 2, 2025, registered Feb 6, 2025 (4 days) · Affiliated broker-dealer or bank to independent RIA

Signals

Christopher Jason Coats left Cetera Investment Advisers Llc for Cambridge Investment Research Advisors, Inc. (registered 2025-06-09)
Jun 9, 2025 · Advisor changed firm · fact
Christopher Jason Coats left Rfg Advisory, Llc for Cetera Investment Advisers Llc (registered 2025-03-14)
Feb 21, 2025 · Advisor changed firm · fact
Christopher Jason Coats left Edward Jones for Rfg Advisory, Llc (registered 2025-02-06)
Feb 2, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address