DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Emeel Betros
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/15/2026
Also filed as Tom Emeel Betros
At current firm
1 y
since Jul 16, 2025
In the industry
10 y
since Jan 1, 2016 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
6
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- D'Arcangelo Financial Advisors, LLC state registered currentsince Jul 16, 2025 · Poughkeepsie, Ny
- Fidelity Institutional Wealth Adviser LLC mixed wealthMay 3, 2024 to May 20, 2025 · Millis, Ma
- Charles Schwab & Co., Inc. national BDJan 27, 2022 to May 10, 2022 · Framingham, Ma
- Td Ameritrade, Inc. formerMar 26, 2019 to May 10, 2022 · Framingham, Ma
- Td Ameritrade Investment Management, LLC formerMar 26, 2019 to May 10, 2022 · Natick, Ma
- Commonwealth Financial Network national BDMay 21, 2018 to Mar 21, 2019 · Waltham, Ma
- Td Ameritrade, Inc. formerFeb 2, 2017 to Apr 16, 2018 · Paramus, Nj
- Td Ameritrade Investment Management, LLC formerFeb 1, 2017 to Apr 16, 2018 · Paramus, Nj
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Institutional Wealth Adviser LLC to D'Arcangelo Financial Advisors, LLCleft May 20, 2025, registered Jul 16, 2025 (57 days) · RIA to a state-registered adviser
- Td Ameritrade Investment Management, LLC to Charles Schwab & Co., Inc.left May 10, 2022, registered Jan 27, 2022 (-103 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft May 10, 2022, registered Mar 26, 2019 (-1141 days) · channel change inside one enterprise, not a move
- Charles Schwab & Co., Inc. to Fidelity Institutional Wealth Adviser LLCleft May 10, 2022, registered May 3, 2024 (724 days) · Affiliated broker-dealer or bank to independent RIA
- Commonwealth Financial Network to Td Ameritrade, Inc.left Mar 21, 2019, registered Mar 26, 2019 (5 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Apr 16, 2018, registered Feb 2, 2017 (-438 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Commonwealth Financial Networkleft Apr 16, 2018, registered May 21, 2018 (35 days) · Other
Signals
- Thomas Emeel Betros left Fidelity Institutional Wealth Adviser Llc for D'Arcangelo Financial Advisors, Llc (registered 2025-07-16)May 20, 2025 · Advisor changed firm · fact
- Thomas Emeel Betros left Charles Schwab & Co., Inc. for Fidelity Institutional Wealth Adviser Llc (registered 2024-05-03)May 10, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address