B•••• H••••••• A••••

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
  since Sep 25, 2019 · Winter Haven, Fl
• R•••••• J•••• • A••••••••• I••• national BD
  Apr 30, 2018 to Sep 23, 2019 · Tampa, Fl
• U•• F•••••••• S••••••• I••• wirehouse
  Dec 11, 2017 to May 8, 2018 · Tampa, Fl

• R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Sep 23, 2019, registered Sep 25, 2019 (2 days) · Affiliated broker-dealer or bank to another · moved with a team
• U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••
  left May 8, 2018, registered Apr 30, 2018 (-8 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address