DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robin Leslie Faulkner-Harrison
Certified Financial Planner
Feed of 09/14/2026
Also filed as Robin Leslie Faulkner
At current firm
2 y
since May 13, 2024
In the industry
14 y
since Aug 1, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wood Wealth Group, LLC state registered currentsince May 13, 2024 · Rock Springs, Wy
- On Investment Management Co BD affiliatedOct 21, 2021 to May 14, 2024 · Rock Springs, Wy
- Northwestern Mutual Investment Services,LLC no RAUMMar 22, 2021 to Sep 18, 2021 · Fort Collins, Co
- Waddell & Reed formerJun 18, 2018 to Nov 2, 2020 · Rock Springs, Wy
Moves
a registration end followed by a registration begin elsewhere
- On Investment Management Co to Wood Wealth Group, LLCleft May 14, 2024, registered May 13, 2024 (-1 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Northwestern Mutual Investment Services,LLC to On Investment Management Coleft Sep 18, 2021, registered Oct 21, 2021 (33 days) · Other
- Waddell & Reed to Northwestern Mutual Investment Services,LLCleft Nov 2, 2020, registered Mar 22, 2021 (140 days) · Other
Signals
- Robin Leslie Faulkner-Harrison left On Investment Management Co for Wood Wealth Group, Llc (registered 2024-05-13)May 14, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address