DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Wood Wealth Group, LLC

STATE REGISTEREDCharlestown, MassachusettsCRD 327286websiteIAPD
Latest filing Jul 10, 2026
First filing on the tape Jul 10, 2026 · 1 filings
RAUM
$56.3M
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
100%
$56.3M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Jul 10, 2026; every figure names its basis
RAUM per advisor
$11.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
75derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$810,044derivedHNW RAUM over HNW clients
Average account
$150,962derivedRAUM over accounts (5.F.2.f)
Discretionary
84%derivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
2.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$45.0M80%
  • High-net-worth individuals$11.3M20%
Individual clients
359reported
HNW clients
14reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
373reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
6 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Christopher Joseph WoodCertified Financial PlannerCharlestown, MaFeb 9, 202415 y2
Robin Leslie Faulkner-HarrisonCertified Financial PlannerRock Springs, Wy May 13, 202414 y3
Jeffrey P SpencerCharlestown, MaAug 16, 202414 y1
Geoffrey MishkinCertified Financial PlannerCharlestown, MaAug 25, 202411 y1
Paul Russell AdamsCharlestown, MaDec 16, 202411 y2
Kevin Andrew HarrisonCharlestown, Ma Jul 2, 202612 y0
Advisor movement
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      No Schedule A on the extract for this adviser.
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Charlestown, Ma · principal610
      Rock Springs, Wy210
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      1 dated events
      • 2 advisors left ON Investment Management CO (Charlestown, MA) for Wood Wealth Group, LLC a day apart
        Aug 20, 2024 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/wood-wealth-groupreportedpublic record, Form ADV, Sep 18, 2026
      Website
      woodwealthgroup.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      617-546-9949reportedpublic record, Form ADV, Jul 10, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      STATE REGISTEREDderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 15, 2026