RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• T••••••
- L•• F•••••••• L•• BD affiliated currentsince Oct 8, 2025 · Evansville, In
- E••••• J•••• national BDJan 9, 2024 to Oct 2, 2025 · Henderson, Ky
- P••• A••••• S••••••••• L•• BD affiliatedFeb 2, 2022 to Nov 30, 2023 · Evansville, In
- W•• B•••••••• S•••••••• I••• BD affiliatedJan 19, 2021 to Dec 14, 2021 · Terre Haute, In
- E••••• J•••• to L•• F•••••••• L••left Oct 2, 2025, registered Oct 8, 2025 (6 days) · Affiliated broker-dealer or bank to another
- P••• A••••• S••••••••• L•• to E••••• J••••left Nov 30, 2023, registered Jan 9, 2024 (40 days) · Affiliated broker-dealer or bank to another
- W•• B•••••••• S•••••••• I••• to P••• A••••• S••••••••• L••left Dec 14, 2021, registered Feb 2, 2022 (50 days) · Affiliated broker-dealer or bank to another
- C•••• T•••••• left E••••• J•••• for L•• F•••••••• L•• (registered 2025-10-08)Oct 2, 2025 · Advisor changed firm · fact
- C•••• T•••••• left P••• A••••• S••••••••• L•• for E••••• J•••• (registered 2024-01-09)Nov 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address