DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Bailey A. Nichols
Certified Financial Planner
Feed of 09/17/2026
Also filed as Bailey Andrew Nichols
At current firm
0 y
since Jul 24, 2026
In the industry
12 y
since Aug 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Empower Advisory Group, LLC BD affiliated currentsince Jul 24, 2026 · Danvers, Ma
- Strategic Advisers LLC national BDMar 31, 2025 to Jul 17, 2026 · Newcastle, Ok
- Fidelity Personal And Workplace Advisors formerNov 23, 2022 to Mar 31, 2025 · Nichols Hills, Ok
Moves
a registration end followed by a registration begin elsewhere
- Strategic Advisers LLC to Empower Advisory Group, LLCleft Jul 17, 2026, registered Jul 24, 2026 (7 days) · Affiliated broker-dealer or bank to another
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
Signals
- Bailey A. Nichols added a MA registration at Empower Advisory Group, LlcSep 16, 2026 · New state registration · fact
- Bailey A. Nichols left Strategic Advisers Llc for Empower Advisory Group, Llc (registered 2026-07-24)Jul 17, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address