RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• C••••••••• M•••••
- E• W••••• A••••••• independent RIA currentsince Nov 15, 2024 · Walnut Creek, Ca
- E•••••• F•••••••• E•••••• independent RIASep 26, 2022 to Nov 15, 2024 · Danville, Ca
- H••••••• • C•••• W••••• M••••••••• formerFeb 16, 2017 to Oct 14, 2022 · Danville, Ca
- E•••••• F•••••••• E•••••• to E• W••••• A•••••••left Nov 15, 2024, registered Nov 15, 2024 (0 days) · RIA to RIA
- H••••••• • C•••• W••••• M••••••••• to E•••••• F•••••••• E••••••left Oct 14, 2022, registered Sep 26, 2022 (-18 days) · RIA to RIA · moved with a team
- T••••• C••••••••• M••••• left E•••••• F•••••••• E•••••• for E• W••••• A••••••• (registered 2024-11-15)Nov 15, 2024 · Advisor changed firm · fact
- T••••• C••••••••• M••••• left H••••••• • C•••• W••••• M••••••••• for E•••••• F•••••••• E•••••• (registered 2022-09-26)Oct 14, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address