DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brietta K Pringle
Feed of 09/14/2026
Also filed as Brie Kae Pringle
At current firm
2 y
since Jan 30, 2024
In the industry
10 y
since Sep 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Invesco Advisers, Inc. asset manager currentsince Jan 30, 2024 · Atlanta, Ga
- Morgan Stanley wirehouseSep 5, 2023 to Jan 18, 2024 · Alpharetta, Ga
- E*Trade Capital Management, LLC formerMay 25, 2023 to Sep 5, 2023 · Alpharetta, Ga
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 14, 2017 to Mar 21, 2022 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to Invesco Advisers, Inc.left Jan 18, 2024, registered Jan 30, 2024 (12 days) · Other
- E*Trade Capital Management, LLC to Morgan Stanleyleft Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to E*Trade Capital Management, LLCleft Mar 21, 2022, registered May 25, 2023 (430 days) · Wirehouse to independent RIA · moved with a team
Signals
- Brietta K Pringle left Morgan Stanley for Invesco Advisers, Inc. (registered 2024-01-30)Jan 18, 2024 · Advisor changed firm · fact
- Brietta K Pringle left Merrill Lynch, Pierce, Fenner & Smith Incorporated for E*Trade Capital Management, Llc (registered 2023-05-25)Mar 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address