RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• L•••• W•••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Apr 17, 2025 · Bouler, Co
- F••••••• independent RIADec 18, 2023 to Apr 23, 2025 · New York, Ny
- C•••••• S••••• • C••• I••• national BDSep 18, 2017 to Apr 24, 2023 · Lone Tree, Co
- F••••••• to M••••• G••••• A••••••• I•••left Apr 23, 2025, registered Apr 17, 2025 (-6 days) · RIA to RIA
- C•••••• S••••• • C••• I••• to F•••••••left Apr 24, 2023, registered Dec 18, 2023 (238 days) · Affiliated broker-dealer or bank to a newly registered adviser
- M•••••• L•••• W••••• left Fruitful for M••••• G••••• A••••••• I••• (registered 2025-04-17)Apr 23, 2025 · Advisor changed firm · fact
- M•••••• L•••• W••••• left C•••••• S••••• • C••• I••• for Fruitful (registered 2023-12-18)Apr 24, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address