R••• J•••• S•••••••

• A••••••••• L••• other current
  since Mar 5, 2023 · Los Angeles, Ca
• P•••••• I••••••••• A•••••••• L•• unclassified
  Sep 14, 2021 to Jan 18, 2023 · Portland, Or
• J••• M••••• S••••••••• L•• wirehouse
  Aug 21, 2019 to Aug 7, 2021 · Studio City, Ca
• E•••••••• A•••••••• L•• national BD
  Sep 20, 2017 to Jul 1, 2019 · Northridge, Ca

• P•••••• I••••••••• A•••••••• L•• to A••••••••• L•••
  left Jan 18, 2023, registered Mar 5, 2023 (46 days) · Other
• J••• M••••• S••••••••• L•• to P•••••• I••••••••• A•••••••• L••
  left Aug 7, 2021, registered Sep 14, 2021 (38 days) · Other
• E•••••••• A•••••••• L•• to J••• M••••• S••••••••• L••
  left Jul 1, 2019, registered Aug 21, 2019 (51 days) · Affiliated broker-dealer or bank to wirehouse

• ••• Locked
  Jan 18, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Other adviserderived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address