DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kimberly Ann Shepherd

Raymond James Financial Services Advisors, IncBD affiliatedFayetteville, Ardual registrantIAPD 6772417

Feed of 09/14/2026

Also filed as Kimberly Ann Dempster

At current firm

0 y

since May 12, 2026

In the industry

10 y

since Dec 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Raymond James Financial Services Advisors, Inc BD affiliated current
since May 12, 2026 · Fayetteville, Ar
Raymond James & Associates, Inc. national BD
Jul 18, 2024 to Apr 29, 2026 · Pea Ridge, Ar
State Farm Investment Management Corp. asset manager
Dec 5, 2023 to Jun 25, 2024 · Rogers, Ar
Arvest Wealth Management independent RIA
Sep 8, 2021 to Aug 23, 2023 · Bentonville, Ar
Raymond James & Associates, Inc. national BD
Apr 17, 2019 to Sep 3, 2021 · Fayetteville, Ar
Arvest Wealth Management independent RIA
Jun 30, 2018 to Apr 24, 2019 · Fayetteville, Ar

Moves

a registration end followed by a registration begin elsewhere

Raymond James & Associates, Inc. to Raymond James Financial Services Advisors, Inc
left Apr 29, 2026, registered May 12, 2026 (13 days) · Affiliated broker-dealer or bank to another · moved with a team
State Farm Investment Management Corp. to Raymond James & Associates, Inc.
left Jun 25, 2024, registered Jul 18, 2024 (23 days) · Other
Arvest Wealth Management to State Farm Investment Management Corp.
left Aug 23, 2023, registered Dec 5, 2023 (104 days) · Other
Raymond James & Associates, Inc. to Arvest Wealth Management
left Sep 3, 2021, registered Sep 8, 2021 (5 days) · Affiliated broker-dealer or bank to independent RIA
Arvest Wealth Management to Raymond James & Associates, Inc.
left Apr 24, 2019, registered Apr 17, 2019 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

Kimberly Ann Shepherd left Raymond James & Associates, Inc. for Raymond James Financial Services Advisors, Inc (registered 2026-05-12)
Apr 29, 2026 · Advisor changed firm · fact
Kimberly Ann Shepherd left State Farm Investment Management Corp. for Raymond James & Associates, Inc. (registered 2024-07-18)
Jun 25, 2024 · Advisor changed firm · fact
Kimberly Ann Shepherd left Arvest Wealth Management for State Farm Investment Management Corp. (registered 2023-12-05)
Aug 23, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address