DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• D••• M•••••

W••• W••••• G••••• L••independent RIAIrvine, CaIA-onlyIAPD 6772605

Certified Financial Planner

Feed of 09/14/2026

Also filed as E••• D••• M•••••

At current firm

0 y

since Jul 22, 2026

In the industry

16 y

since Jan 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••• W••••• G••••• L•• independent RIA current
since Jul 22, 2026 · Irvine, Ca
L•• F•••••••• L•• BD affiliated
Apr 21, 2025 to Jul 16, 2026 · Coachella, Ca
C•••••• S••••• • C••• I••• national BD
Oct 2, 2021 to Apr 10, 2025 · Indian Wells, Ca
E••••• J•••• national BD
Jan 29, 2018 to Aug 25, 2021 · La Quinta, Ca
W•••••• • R••• former
Sep 1, 2017 to Nov 14, 2017 · Indian Wells, Ca

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to W••• W••••• G••••• L••
left Jul 16, 2026, registered Jul 22, 2026 (6 days) · Affiliated broker-dealer or bank to independent RIA
C•••••• S••••• • C••• I••• to L•• F•••••••• L••
left Apr 10, 2025, registered Apr 21, 2025 (11 days) · Affiliated broker-dealer or bank to another · moved with a team
E••••• J•••• to C•••••• S••••• • C••• I•••
left Aug 25, 2021, registered Oct 2, 2021 (38 days) · Affiliated broker-dealer or bank to another · moved with a team
W•••••• • R••• to E••••• J••••
left Nov 14, 2017, registered Jan 29, 2018 (76 days) · Other

Signals

E••• D••• M••••• left L•• F•••••••• L•• for W••• W••••• G••••• L•• (registered 2026-07-22)
Jul 16, 2026 · Advisor changed firm · fact
E••• D••• M••••• left C•••••• S••••• • C••• I••• for L•• F•••••••• L•• (registered 2025-04-21)
Apr 10, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address