DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

West Wealth Group, LLC

Independent wealth managerIrvine, CaliforniaCRD 316644SEC 801-122438website IAPD

Latest filing Sep 16, 2026

First filing on the tape Sep 2, 2021 · 30 filings

SEC status approved since Oct 1, 2021

RAUM

$617M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$615M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$30.8M

derived; firm RAUM over IAPD count

Employees

13 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

30 filings and snapshots on the tape

RAUM$617M as of Jul 22, 2026

Feb 23, 2022$318M then

HNW client RAUM$187M as of Jul 22, 2026

Feb 23, 2022$88.5M then

State-registered IARs (5.B.3)14 as of Jul 22, 2026

Feb 23, 20228 then

Employees (5.A)35 as of Jul 22, 2026

Feb 23, 20228 then

Private funds: no history

RAUM +31% over the last fiscal year+29% a year over threeIARs 10 to 14offices 3 to 5

Practice profile

derived from the filing of Sep 16, 2026; every figure names its basis

Archetypes, each a printed rule

Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM

RAUM per advisor: $30.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 137derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.2MderivedHNW RAUM over HNW clients
Average account: $224,593derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.8derivedItem 5.A over advisors
Advisors per office: 3.3derived6 offices incl. principal (1.F.5)
RAUM growth, one year: +31%derivedbetween the last two annual amendments
Advisor growth, one year: +40%derivedItem 5.B.3 between annual amendments
Client growth, one year: +22%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, pension consulting, publications, educational seminarsreportedItem 5.G
Custody: $300,321, 1 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is an insurance broker or agent (6.A.6)
buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Individuals$428M69%
High-net-worth individuals$187M30%
Corporations and businesses$1.1M0.2%
Charitable organizations$223,7690.0%

Individual clients: 2,649reported
HNW clients: 87reported
Pension plan clients: n/areported
Charitable clients: 6reported
Accounts: 2,746reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: $300,321 for 1 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

20 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Brian M Levy	Irvine, Ca	Oct 5, 2021	17 y	2
Michael Ray ClarkCertified Financial Planner	Ashland, Or	Oct 5, 2021	33 y	2
Garrett Taylor Yack	Indian Wells, Ca	Oct 26, 2021	12 y	2
Anthony Joseph-Fahy SerranoCertified Financial Planner	Irvine, Ca	Oct 26, 2021	10 y	1
Richard Barrett Mangus	Irvine, Ca	Oct 26, 2021	18 y	1
Rudy Dahbura	Indian Wells, Ca	Oct 26, 2021	13 y	2
Shane Patrick Brosnan	Irvine, Ca	Oct 26, 2021	30 y	5
Kurtis Michael Desousa	Irvine, Ca	Oct 29, 2021	11 y	1
Lauren Vera Gershen	Irvine, Ca	Dec 15, 2021	24 y	1
Jordan Andrew Lisnock	Irvine, Ca	Nov 25, 2022	16 y	0
Charles Hunter Summit	Irvine, Ca	Apr 17, 2025	10 y	0
Jose SoriaCertified Financial Planner	Irvine, Ca	Jul 9, 2025	10 y	1
David James Adams	Irvine, Ca	Aug 14, 2025	10 y	1
Gregory Stevenson	Irvine, Ca	Apr 2, 2026	10 y	0
Justin Tran	Irvine, Ca	Apr 10, 2026	11 y	0
Christopher Michael WagnerCertified Financial Planner	Irvine, Ca	May 21, 2026	11 y	2
Ayush Abhishek Raval	Irvine, Ca	Jun 8, 2026	10 y	0
Scott Dennis Hank	Port St Lucie, Fl	Jul 22, 2026	10 y	0
Eric Dana MosserCertified Financial Planner	Irvine, Ca	Jul 22, 2026	16 y	4
Michael Moffat	Irvine, Ca	Jul 22, 2026	10 y	0

Advisor movement

1 left, 2 joined in 12 months

net +1 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 5.0% of current headcount1 left over 36 months

Left, latest

Ryan Nguyen to Mariner
Jul 22, 2026 · RIA to affiliated broker-dealer or bank
Michael Jason Torres to U.S. Bancorp Investments, Inc.
Aug 3, 2023 · RIA to affiliated broker-dealer or bank
Steven Tyler Mcbrayer to M Holdings Securities, Inc.
Nov 29, 2022 · RIA to affiliated broker-dealer or bank

Joined, latest

Eric Dana Mosser from LPL Financial LLC
Jul 22, 2026 · Affiliated broker-dealer or bank to independent RIA
Christopher Michael Wagner from Cutler Investment Group
May 21, 2026 · RIA to RIA
David James Adams from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Aug 14, 2025 · Wirehouse to independent RIA
Jose Soria from Hightower Advisors, LLC
Jul 9, 2025 · Affiliated broker-dealer or bank to independent RIA
Ryan Nguyen from J.P. Morgan Securities LLC
Jun 12, 2025 · Wirehouse to independent RIA
Michael Jason Torres from J.P. Morgan Securities LLC
Apr 26, 2023 · Wirehouse to independent RIA
Lauren Vera Gershen from Cooper Mcmanus
Dec 15, 2021 · RIA to a newly registered adviser
Steven Tyler Mcbrayer from Cooper Mcmanus
Nov 3, 2021 · RIA to a newly registered adviser
Kurtis Michael Desousa from Cooper Mcmanus
Oct 29, 2021 · RIA to a newly registered adviser
Richard Barrett Mangus from Cooper Mcmanus
Oct 26, 2021 · RIA to a newly registered adviser
Rudy Dahbura from Cooper Mcmanus
Oct 26, 2021 · RIA to a newly registered adviser
Shane Patrick Brosnan from Cooper Mcmanus
Oct 26, 2021 · RIA to a newly registered adviser
Anthony Joseph-Fahy Serrano from Cooper Mcmanus
Oct 26, 2021 · RIA to a newly registered adviser
Garrett Taylor Yack from Cooper Mcmanus
Oct 26, 2021 · RIA to a newly registered adviser
Michael Ray Clark from Cooper Mcmanus
Oct 5, 2021 · RIA to a newly registered adviser

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

9 joined from Cooper Mcmanus
Dec 3, 2021 · Irvine, Ca

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Ray Michael Clark · Managing Member & Chief Compliance Officercontrol
since 08/2021 · owns less than 5%
M Brian Levy · Managing Membercontrol
since 08/2021 · owns less than 5%
Ray Michael Clark · Ownercontrol
since 01/2024 · owns 75% or more of Michael R Clark Trust Living Trust
M Brian Levy · Ownercontrol
since 07/2015 · owns 50% to 75% of Brian And Ruth Levy Living Trust
Ruth Levy · Ownercontrol
since 07/2015 · owns 50% to 75% of Brian And Ruth Levy Living Trust

Entity owners

Brian And Ruth Levy Living Trust · Owner
direct · owns 50% to 75%
Michael R Clark Trust Living Trust · Owner
direct · owns 50% to 75%

Related persons

Schedule D 7.A

Bml Wealth Management D/B/A Bml Wealth & Insurance Services
real estatey
Ensemble Realty Group
investment companyy
Ensemble Wealth Management
real estatey

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Irvine, Ca · principal	20	7	1
Indian Wells, Ca	4	0	0

Offices

Schedule D 1.F, the 25 largest

Bermuda Dunes, CA2 employees
Indian Wells, CA2 employees
Indian Wells, CA2 employees

ADV anomalies

2 against comparable advisers; where to look, not conclusions

growth on all axesCombination · filing Apr 15, 2026
RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $472,091,300 to $616,733,224, advisors 10 to 14, private clients 2249 to 2736, offices 3 to 4 (2025-04-22 to 2026-04-15)
peers: independent wealth managers, $500M to $1B (1,483)
HNW share shiftChange between filings · filing Apr 15, 2026
HNW share of RAUM moved from 54.0% to 30.0% between the annual amendments of 2025-04-22 and 2026-04-15
peers: independent wealth managers, $500M to $1B (1,483)

How anomalies are measured

What changed

consecutive filings, newest first

Financial planning clients · 0 to 0
Jul 22, 2026 to Sep 16, 2026
Other offices · 4 to 5
Jul 22, 2026 to Sep 16, 2026
Succession · false to unset
Jul 22, 2026 to Sep 16, 2026
Accounts · 2,273 to 2,746
May 21, 2025 to Mar 30, 2026
Advisory employees · 9 to 13
May 21, 2025 to Mar 30, 2026
Charity clients · unset to 6.0
May 21, 2025 to Mar 30, 2026
Corporate clients · 6 to 4
May 21, 2025 to Mar 30, 2026
HNW clients · 116 to 87
May 21, 2025 to Mar 30, 2026
Individual clients · 2,133 to 2,649
May 21, 2025 to Mar 30, 2026
Pension plan clients · 18.0 to unset
May 21, 2025 to Mar 30, 2026
Assets in custody · $343,354 to $300,321
May 21, 2025 to Mar 30, 2026
Employees · 27 to 35
May 21, 2025 to Mar 30, 2026
State-registered IARs · 10 to 14
May 21, 2025 to Mar 30, 2026
Discretionary RAUM · $472M to $617M
May 21, 2025 to Mar 30, 2026
HNW RAUM · $255M to $187M
May 21, 2025 to Mar 30, 2026
Individual RAUM · $199M to $428M
May 21, 2025 to Mar 30, 2026
Pension RAUM · 8139609.0 to unset
May 21, 2025 to Mar 30, 2026
RAUM · $472M to $617M
May 21, 2025 to Mar 30, 2026
Financial planning clients · 0 to 0
Apr 22, 2025 to May 21, 2025
Other offices · 3 to 4
Apr 22, 2025 to May 21, 2025
Accounts · 1,804 to 2,273
Jul 10, 2024 to Apr 22, 2025
Corporate clients · 4 to 6
Jul 10, 2024 to Apr 22, 2025
HNW clients · 54 to 116
Jul 10, 2024 to Apr 22, 2025
Individual clients · 1,743 to 2,133
Jul 10, 2024 to Apr 22, 2025
Pension plan clients · 3 to 18
Jul 10, 2024 to Apr 22, 2025
Employees · 20 to 27
Jul 10, 2024 to Apr 22, 2025
State-registered IARs · 9 to 10
Jul 10, 2024 to Apr 22, 2025
Discretionary RAUM · $349M to $472M
Jul 10, 2024 to Apr 22, 2025
HNW RAUM · $90.5M to $255M
Jul 10, 2024 to Apr 22, 2025
Individual RAUM · $253M to $199M
Jul 10, 2024 to Apr 22, 2025
Pension RAUM · $3.7M to $8.1M
Jul 10, 2024 to Apr 22, 2025
RAUM · $349M to $472M
Jul 10, 2024 to Apr 22, 2025
Related insurance company · true to false
Jul 10, 2024 to Apr 22, 2025
Accounts · 1,707 to 1,804
Jan 2, 2024 to Mar 29, 2024
Corporate clients · unset to 4.0
Jan 2, 2024 to Mar 29, 2024
HNW clients · 59 to 54
Jan 2, 2024 to Mar 29, 2024
Individual clients · 1,622 to 1,743
Jan 2, 2024 to Mar 29, 2024
Pension plan clients · 26 to 3
Jan 2, 2024 to Mar 29, 2024
Assets in custody · $378,387 to $343,354
Jan 2, 2024 to Mar 29, 2024
Employees · 9 to 20
Jan 2, 2024 to Mar 29, 2024

Signals

8 dated events

Ryan Nguyen left West Wealth Group, Llc for Mariner (registered 2026-09-02)
Jul 22, 2026 · Advisor changed firm · fact
West Wealth Group, Llc reported RAUM $616.7M, up 31% from $472.1M (2025-05-21 to 2026-03-30)
Mar 30, 2026 · RAUM change · derived
West Wealth Group, Llc reported RAUM $472.1M, up 35% from $349.3M (2024-07-10 to 2025-04-22)
Apr 22, 2025 · RAUM change · derived
Natalie Shirley (Chief Compliance Officer) no longer on Schedule A of West Wealth Group, Llc (listed 2024-04-17, absent 2024-07-10)
Jul 10, 2024 · Control person left · inference
Ruth Levy (Owner) appeared on Schedule A of West Wealth Group, Llc
Mar 29, 2024 · Control person joined · fact
Michael Jason Torres left West Wealth Group, Llc for U.S. Bancorp Investments, Inc. (registered 2023-11-02)
Aug 3, 2023 · Advisor changed firm · fact
Steven Tyler Mcbrayer left West Wealth Group, Llc for M Holdings Securities, Inc. (registered 2023-02-21)
Nov 29, 2022 · Advisor changed firm · fact
West Wealth Group, Llc filed its initial SEC registration (Form ADV)
Sep 2, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: info@westwealthgroup.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 949-682-9105reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/ensemblewmreportedpublic record, Form ADV, Sep 17, 2026
Firm profile: linkedin.com/company/bml-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
Website: westwealthgroup.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 949-682-9105reportedpublic record, Form ADV, Sep 16, 2026
Contact form: westwealthgroup.com/contactreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $30.8Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026