RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• R• M••••••
- E•••• V•••• M••••••••• asset manager currentsince Jan 20, 2023 · Boston, Ma
- O•••• W•••••• I••• BD affiliatedJun 17, 2021 to Oct 19, 2022 · Salem, Nh
- E•••• V•••• M••••••••• asset managerFeb 12, 2018 to Jan 4, 2021 · Boston, Ma
- J••• H•••••• P••••••• F•••••••• S•••••••• L•• BD affiliatedOct 19, 2017 to Jan 29, 2018 · Boston, Ma
- O•••• W•••••• I••• to E•••• V•••• M•••••••••left Oct 19, 2022, registered Jan 20, 2023 (93 days) · Other
- E•••• V•••• M••••••••• to O•••• W•••••• I•••left Jan 4, 2021, registered Jun 17, 2021 (164 days) · RIA to affiliated broker-dealer or bank
- J••• H•••••• P••••••• F•••••••• S•••••••• L•• to E•••• V•••• M•••••••••left Jan 29, 2018, registered Feb 12, 2018 (14 days) · Other
- C•••• R• M•••••• left O•••• W•••••• I••• for E•••• V•••• M••••••••• (registered 2023-01-20)Oct 19, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address