RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• L•••• G•••••••••
- T••••• W•••••• L••••• independent RIA currentsince Jul 27, 2026 · Scottsdale, Az
- L•• F•••••••• L•• BD affiliatedDec 9, 2025 to Jul 23, 2026 · Washougal, Wa
- F••••• I••••••••• independent RIAJun 13, 2017 to Oct 3, 2025 · Plano, Tx
- L•• F•••••••• L•• to T••••• W•••••• L•••••left Jul 23, 2026, registered Jul 27, 2026 (4 days) · Affiliated broker-dealer or bank to independent RIA
- F••••• I••••••••• to L•• F•••••••• L••left Oct 3, 2025, registered Dec 9, 2025 (67 days) · RIA to affiliated broker-dealer or bank
- E••• L•••• G••••••••• left L•• F•••••••• L•• for T••••• W•••••• L••••• (registered 2026-07-27)Jul 23, 2026 · Advisor changed firm · fact
- E••• L•••• G••••••••• left F••••• I••••••••• for L•• F•••••••• L•• (registered 2025-12-09)Oct 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address