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Registered advisor
K••••••• A•••••••• V•••••••••
Feed of 09/15/2026
At current firm
3 y
since Nov 1, 2022
In the industry
19 y
since Aug 1, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- K•• I••••••••• S••••••• L•• BD affiliated currentsince Nov 1, 2022 · Brooklyn, Oh
- L•• F•••••••• L•• BD affiliatedJun 9, 2021 to Nov 10, 2022 · New Hartford, Ny
- M•• S••••••••• I••• unclassifiedMar 2, 2021 to Jun 9, 2021 · Baltimore, Md
- C••• F•••••••• S•••••••• L••• formerNov 20, 2017 to Feb 18, 2021 · Syracuse, Ny
- M••••• S•••••• wirehouseJun 2, 2017 to Nov 10, 2017 · Syracuse, Ny
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to K•• I••••••••• S••••••• L••left Nov 10, 2022, registered Nov 1, 2022 (-9 days) · RIA to affiliated broker-dealer or bank · moved with a team
- M•• S••••••••• I••• to L•• F•••••••• L••left Jun 9, 2021, registered Jun 9, 2021 (0 days) · corporate re-registration, not a move
- C••• F•••••••• S•••••••• L••• to M•• S••••••••• I•••left Feb 18, 2021, registered Mar 2, 2021 (12 days) · Other
- M••••• S•••••• to C••• F•••••••• S•••••••• L•••left Nov 10, 2017, registered Nov 20, 2017 (10 days) · Other
Signals
- K••••••• A•••••••• V••••••••• left L•• F•••••••• L•• for K•• I••••••••• S••••••• L•• (registered 2022-11-01)Nov 10, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address