RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• P••••• R••••
- W•••• F•••• A••••••• wirehouse currentsince Jul 7, 2026 · Hattiesburg, Ms
- L•• F•••••••• L•• BD affiliatedJun 28, 2019 to Jul 22, 2026 · Hattiesburg, Ms
- W•••• F•••• A••••••• wirehouseJul 27, 2017 to Jul 8, 2019 · Hattiesburg, Ms
- L•• F•••••••• L•• to W•••• F•••• A•••••••left Jul 22, 2026, registered Jul 7, 2026 (-15 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- W•••• F•••• A••••••• to L•• F•••••••• L••left Jul 8, 2019, registered Jun 28, 2019 (-10 days) · Wirehouse to independent RIA · moved with a team
- R••••• P••••• R•••• left L•• F•••••••• L•• for W•••• F•••• A••••••• (registered 2026-07-07)Jul 22, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address