DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Rachael Richard
Certified Financial Planner
Feed of 09/14/2026
Also filed as Rachael Christine Richard
At current firm
3 y
since May 31, 2023
In the industry
11 y
since Jun 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Stokes Family Office LLC independent RIA currentsince May 31, 2023 · New Orleans, La
- J.P. Morgan Securities LLC wirehouseFeb 9, 2023 to Apr 26, 2023 · New Orleans, La
- Stokes Family Office LLC independent RIAMay 20, 2019 to Jan 4, 2023 · New Orleans, La
- Stokes & Hubbell Capital Management, LLC formerOct 2, 2017 to Jul 16, 2019 · New Orleans, La
Moves
a registration end followed by a registration begin elsewhere
- J.P. Morgan Securities LLC to Stokes Family Office LLCleft Apr 26, 2023, registered May 31, 2023 (35 days) · Wirehouse to independent RIA
- Stokes Family Office LLC to J.P. Morgan Securities LLCleft Jan 4, 2023, registered Feb 9, 2023 (36 days) · RIA to wirehouse
- Stokes & Hubbell Capital Management, LLC to Stokes Family Office LLCleft Jul 16, 2019, registered May 20, 2019 (-57 days) · RIA to a newly registered adviser · moved with a team
Signals
- Rachael Richard left J.P. Morgan Securities Llc for Stokes Family Office Llc (registered 2023-05-31)Apr 26, 2023 · Advisor changed firm · fact
- Rachael Richard left Stokes Family Office Llc for J.P. Morgan Securities Llc (registered 2023-02-09)Jan 4, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address