RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M••••• D•••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Sep 7, 2023 · Mount Juliet, Tn
- C••••••• institutionalNov 16, 2022 to Sep 11, 2023 · Nashville, Tn
- U•• F•••••••• S••••••• I••• wirehouseMay 16, 2022 to Sep 26, 2022 · Nashville, Tn
- C••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 11, 2023, registered Sep 7, 2023 (-4 days) · Other
- U•• F•••••••• S••••••• I••• to C•••••••left Sep 26, 2022, registered Nov 16, 2022 (51 days) · Other
- D•••• M••••• D••••• left Captrust for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-09-07)Sep 11, 2023 · Advisor changed firm · fact
- D•••• M••••• D••••• left U•• F•••••••• S••••••• I••• for Captrust (registered 2022-11-16)Sep 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address