DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• C•••••••• P••••••

L•• F•••••••• L••BD affiliatedNorth Olmsted, Oh dual registrantIAPD 6793544

Certified Financial Planner

Feed of 09/15/2026

Also filed as A••••• C•••••••• P••••••

At current firm

1 y

since May 19, 2025

In the industry

11 y

since Dec 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 19, 2025 · North Olmsted, Oh
P••• R••••••••• P•••••••• I••• independent RIA
Aug 7, 2024 to Oct 7, 2024 · Columbus, Oh
P••••••••• C•••••• A••••••• independent RIA
Sep 21, 2023 to Apr 29, 2024 · Avon, Oh
F••••••• P••••••• A•• W•••••••• A••••••• former
Nov 15, 2018 to Sep 7, 2023 · Westlake, Oh
O•••• A••••••• S•••••••• L•• BD affiliated
Jan 9, 2018 to Sep 24, 2018 · Rocky River, Oh

Moves

a registration end followed by a registration begin elsewhere

P••• R••••••••• P•••••••• I••• to L•• F•••••••• L••
left Oct 7, 2024, registered May 19, 2025 (224 days) · RIA to affiliated broker-dealer or bank
P••••••••• C•••••• A••••••• to P••• R••••••••• P•••••••• I•••
left Apr 29, 2024, registered Aug 7, 2024 (100 days) · RIA to RIA
F••••••• P••••••• A•• W•••••••• A••••••• to P••••••••• C•••••• A•••••••
left Sep 7, 2023, registered Sep 21, 2023 (14 days) · Affiliated broker-dealer or bank to independent RIA
O•••• A••••••• S•••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Sep 24, 2018, registered Nov 15, 2018 (52 days) · RIA to affiliated broker-dealer or bank

Signals

A••••• C•••••••• P•••••• left P••• R••••••••• P•••••••• I••• for L•• F•••••••• L•• (registered 2025-05-19)
Oct 7, 2024 · Advisor changed firm · fact
A••••• C•••••••• P•••••• left P••••••••• C•••••• A••••••• for P••• R••••••••• P•••••••• I••• (registered 2024-08-07)
Apr 29, 2024 · Advisor changed firm · fact
A••••• C•••••••• P•••••• left F••••••• P••••••• A•• W•••••••• A••••••• for P••••••••• C•••••• A••••••• (registered 2023-09-21)
Sep 7, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address