DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••• P• Z•••

••••••••independent RIAClayton, Mo dual registrantIAPD 6794964

Feed of 09/14/2026

Also filed as J••• Philip Z•••

At current firm

0 y

since Nov 10, 2025

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

•••••••• independent RIA current
since Nov 10, 2025 · Clayton, Mo
C••••••••• F•••••••• N•••••• national BD
May 6, 2022 to Nov 10, 2025 · Falmouth, Me
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 22, 2020 to May 8, 2022 · New York, Ny
T• A••••••••• I••••••••• M••••••••• L•• former
Sep 30, 2019 to Feb 14, 2020 · Chicago, Il
T• A••••••••• I••• former
Sep 30, 2019 to Feb 14, 2020 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to ••••••••
left Nov 10, 2025, registered Nov 10, 2025 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••••• F•••••••• N••••••
left May 8, 2022, registered May 6, 2022 (-2 days) · Wirehouse to affiliated broker-dealer or bank
T• A••••••••• I••••••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Feb 14, 2020, registered Apr 22, 2020 (68 days) · RIA to wirehouse
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Feb 14, 2020, registered Sep 30, 2019 (-137 days) · channel change inside one enterprise, not a move

Signals

J••• P• Z••• left C••••••••• F•••••••• N•••••• for &Partners (registered 2025-11-10)
Nov 10, 2025 · Advisor changed firm · fact
J••• P• Z••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C••••••••• F•••••••• N•••••• (registered 2022-05-06)
May 8, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address