RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R••• B•••••
- L•• E••••••••• L•• BD affiliated currentsince May 19, 2025 · Reno,, Nv
- W•••• F•••• A••••••• wirehouseAug 12, 2022 to May 28, 2025 · Reno, Nv
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 27, 2018 to Aug 25, 2022 · Reno, Nv
- E••••• J•••• national BDSep 25, 2017 to Jan 17, 2018 · Reno, Nv
- W•••• F•••• A••••••• to L•• E••••••••• L••left May 28, 2025, registered May 19, 2025 (-9 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Aug 25, 2022, registered Aug 12, 2022 (-13 days) · Wirehouse to wirehouse
- E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 17, 2018, registered Jan 27, 2018 (10 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• R••• B••••• left W•••• F•••• A••••••• for L•• E••••••••• L•• (registered 2025-05-19)May 28, 2025 · Advisor changed firm · fact
- M•••••• R••• B••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W•••• F•••• A••••••• (registered 2022-08-12)Aug 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address