DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• C•••••••

E•••••• A••••••• G••••• L••BD affiliatedGainsville, Fl dual registrantIAPD 6798009

Feed of 09/14/2026

Also filed as T••••• C•••••••

At current firm

0 y

since May 13, 2026

In the industry

14 y

since Apr 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since May 13, 2026 · Gainsville, Fl
L•• F•••••••• L•• BD affiliated
May 22, 2025 to Apr 1, 2026 · Gainesville, Fl
S••••••• P•••••• F••••••••• L•• former
Mar 18, 2025 to May 15, 2025 · San Diego, Ca
C••• F•••••••• S•••••••• L••• former
Aug 23, 2022 to May 15, 2025 · Riverside, Ca
W•••• F•••• A••••••• wirehouse
Apr 6, 2021 to Aug 16, 2022 · Riverside, Ca

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to E•••••• A••••••• G••••• L••
left Apr 1, 2026, registered May 13, 2026 (42 days) · Affiliated broker-dealer or bank to another
S••••••• P•••••• F••••••••• L•• to L•• F•••••••• L••
left May 15, 2025, registered May 22, 2025 (7 days) · Affiliated broker-dealer or bank to another · moved with a team
C••• F•••••••• S•••••••• L••• to S••••••• P•••••• F••••••••• L••
left May 15, 2025, registered Mar 18, 2025 (-58 days) · channel change inside one enterprise, not a move
W•••• F•••• A••••••• to C••• F•••••••• S•••••••• L•••
left Aug 16, 2022, registered Aug 23, 2022 (7 days) · Wirehouse to affiliated broker-dealer or bank

Signals

T••••• C••••••• left L•• F•••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2026-05-13)
Apr 1, 2026 · Advisor changed firm · fact
T••••• C••••••• left S••••••• P•••••• F••••••••• L•• for L•• F•••••••• L•• (registered 2025-05-22)
May 15, 2025 · Advisor changed firm · fact
T••••• C••••••• left W•••• F•••• A••••••• for C••• F•••••••• S•••••••• L••• (registered 2022-08-23)
Aug 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address