RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• J• S••••••
- S•••••• C•••••• A••••••• L•• BD affiliated currentsince Feb 22, 2024 · New York, Ny
- L•••••• W••••• M••••••••• L•• independent RIAJun 6, 2019 to Mar 18, 2024 · New York, Ny
- M••••• S•••••• wirehouseNov 3, 2017 to Jun 7, 2019 · New York, Ny
- L•••••• W••••• M••••••••• L•• to S•••••• C•••••• A••••••• L••left Mar 18, 2024, registered Feb 22, 2024 (-25 days) · RIA to affiliated broker-dealer or bank
- M••••• S•••••• to L•••••• W••••• M••••••••• L••left Jun 7, 2019, registered Jun 6, 2019 (-1 days) · Wirehouse to independent RIA
- Brian J Solomon left Laidlaw Wealth Management Llc for Snowden Capital Advisors Llc (registered 2024-02-22)Mar 18, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address