DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Cxi Advisors, LLC

No RAUM reportedAuburn, IndianaCRD 301321SEC 801-115248websiteIAPD
Latest filing Mar 27, 2026
First filing on the tape Apr 8, 2019 · 19 filings
SEC status approved since May 9, 2019
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$0 as of Mar 27, 2026
Mar 9, 2020$129M then
HNW client RAUM$0 as of Mar 27, 2026
Mar 9, 2020$43.6M then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 9, 20208 then
Employees (5.A)0 as of Mar 27, 2026
Mar 9, 202011 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Brandon Kyle Osting · Chief Compliance Officercontrol
    since 06/2022 · owns less than 5%
  • Wayne David Hefty · Trusteecontrol
    since 12/2011 · owns F of David W. Hefty Living Trust Uta Dated December 6, 2011
  • Elaine Stacy Hefty · Trusteecontrol
    since 12/2011 · owns F of Stacy E. Hefty Living Trust Uta Dated December 6, 2011
  • Dennis Thomas Kehoe · Directorcontrol
    since 02/2018 · owns 25% to 50% of Oak Point Financial Group
Entity owners
  • Cx Institutional, LLC · Owner
    direct · owns 75% or more
  • Cpf Texas · Member
    indirect · owns 25% to 50% of Cx Institutional, LLC
  • David W. Hefty Living Trust Uta Dated December 6, 2011 · Member
    indirect · owns 25% to 50% of Hefty Wealth Partners
  • Hefty Wealth Partners · Managing Member
    indirect · owns 50% to 75% of Cx Institutional, LLC
  • Oak Point Financial Group · Member
    indirect · owns 25% to 50% of Cx Institutional, LLC
  • Stacy E. Hefty Living Trust Uta Dated December 6, 2011 · Member
    indirect · owns 25% to 50% of Hefty Wealth Partners
Related persons
Schedule D 7.A
Advisers that list Cxi Advisors, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Financial planning clients · 0 to 0
    Mar 23, 2024 to Feb 23, 2025
  • Wrap assets (manager) · unset to 0.0
    Mar 23, 2024 to Feb 23, 2025
  • Wrap assets (sponsor) · unset to 0.0
    Mar 23, 2024 to Feb 23, 2025
  • Employees · 1 to 0
    Mar 13, 2023 to Mar 22, 2024
  • State-registered IARs · 1 to 0
    Mar 13, 2023 to Mar 22, 2024
  • HNW RAUM · unset to 0.0
    Nov 3, 2022 to Mar 10, 2023
  • Individual RAUM · unset to 0.0
    Nov 3, 2022 to Mar 10, 2023
  • Pension RAUM · unset to 0.0
    Nov 3, 2022 to Mar 10, 2023
  • Pooled vehicle RAUM · unset to 0.0
    Nov 3, 2022 to Mar 10, 2023
  • Accounts · unset to 0.0
    Mar 31, 2021 to Feb 28, 2022
  • Other offices · 1 to 0
    Mar 31, 2021 to Feb 28, 2022
  • Discretionary RAUM · unset to 0.0
    Mar 31, 2021 to Feb 28, 2022
  • Non-discretionary RAUM · unset to 0.0
    Mar 31, 2021 to Feb 28, 2022
  • RAUM · unset to 0.0
    Mar 31, 2021 to Feb 28, 2022
  • Accounts · 150.0 to unset
    Dec 4, 2020 to Mar 29, 2021
  • Advisory employees · 8 to 0
    Dec 4, 2020 to Mar 29, 2021
  • BD registered reps · 8 to 0
    Dec 4, 2020 to Mar 29, 2021
  • Charity clients · 1.0 to unset
    Dec 4, 2020 to Mar 29, 2021
  • Corporate clients · 1.0 to unset
    Dec 4, 2020 to Mar 29, 2021
  • HNW clients · 19.0 to unset
    Dec 4, 2020 to Mar 29, 2021
  • Individual clients · 31.0 to unset
    Dec 4, 2020 to Mar 29, 2021
  • Pension plan clients · 1.0 to unset
    Dec 4, 2020 to Mar 29, 2021
  • Employees · 11 to 1
    Dec 4, 2020 to Mar 29, 2021
  • Insurance-licensed employees · 7 to 0
    Dec 4, 2020 to Mar 29, 2021
  • Financial planning clients · 26-50 to 0
    Dec 4, 2020 to Mar 29, 2021
  • State-registered IARs · 8 to 1
    Dec 4, 2020 to Mar 29, 2021
  • Discretionary RAUM · 61247047.0 to unset
    Dec 4, 2020 to Mar 29, 2021
  • HNW RAUM · 43587087.0 to unset
    Dec 4, 2020 to Mar 29, 2021
  • Individual RAUM · 14726755.0 to unset
    Dec 4, 2020 to Mar 29, 2021
  • Non-discretionary RAUM · 68199062.0 to unset
    Dec 4, 2020 to Mar 29, 2021
  • Pension RAUM · 426154.0 to unset
    Dec 4, 2020 to Mar 29, 2021
  • RAUM · 129446109.0 to unset
    Dec 4, 2020 to Mar 29, 2021
  • Wrap assets (manager) · 129446109.0 to unset
    Dec 4, 2020 to Mar 29, 2021
  • Wrap assets (sponsor) · 0.0 to unset
    Dec 4, 2020 to Mar 29, 2021
  • Accounts · 0 to 150
    Nov 4, 2019 to Mar 9, 2020
  • Charity clients · unset to 1.0
    Nov 4, 2019 to Mar 9, 2020
  • Corporate clients · unset to 1.0
    Nov 4, 2019 to Mar 9, 2020
  • HNW clients · unset to 19.0
    Nov 4, 2019 to Mar 9, 2020
  • Individual clients · unset to 31.0
    Nov 4, 2019 to Mar 9, 2020
  • Pension plan clients · unset to 1.0
    Nov 4, 2019 to Mar 9, 2020
Signals
6 dated events
  • Thomas John Knowlton (President) no longer on Schedule A of Cxi Advisors, Llc (listed 2023-03-13, absent 2024-03-22)
    Mar 22, 2024 · Control person left · inference
  • Allen Scott Bradtmiller (Chief Compliance Officer) no longer on Schedule A of Cxi Advisors, Llc (listed 2022-03-02, absent 2022-11-03)
    Nov 3, 2022 · Control person left · inference
  • Brandon Kyle Osting (Chief Compliance Officer) appeared on Schedule A of Cxi Advisors, Llc
    Nov 3, 2022 · Control person joined · fact
  • Malcolm Justin Burse (Chief Compliance Officer) no longer on Schedule A of Cxi Advisors, Llc (listed 2019-11-04, absent 2020-03-09)
    Mar 9, 2020 · Control person left · inference
  • Allen Scott Bradtmiller (Chief Compliance Officer) appeared on Schedule A of Cxi Advisors, Llc
    Mar 9, 2020 · Control person joined · fact
  • Cx Advisors filed its initial SEC registration (Form ADV)
    Apr 8, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
cxiadvisors.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
260-333-5123reportedpublic record, Form ADV, Mar 27, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
No RAUM reportedderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026