DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

B••• C•••••

P•• W••••• M•••••••••BD affiliatedScottsdale, Az dual registrantIAPD 6801406

Feed of 09/15/2026

Also filed as B••• Senel

At current firm

1 y

since Nov 27, 2024

In the industry

11 y

since Feb 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•• W••••• M••••••••• BD affiliated current
since Nov 27, 2024 · Scottsdale, Az
C•••••• S••••• • C••• I••• national BD
Oct 27, 2021 to Nov 30, 2024 · Phoenix, Az
M••••• S•••••• wirehouse
May 15, 2020 to Oct 11, 2021 · Scottsdale, Az
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 3, 2017 to May 18, 2020 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to P•• W••••• M•••••••••
left Nov 30, 2024, registered Nov 27, 2024 (-3 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• to C•••••• S••••• • C••• I•••
left Oct 11, 2021, registered Oct 27, 2021 (16 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left May 18, 2020, registered May 15, 2020 (-3 days) · Wirehouse to wirehouse · moved with a team

Signals

B••• C••••• left C•••••• S••••• • C••• I••• for P•• W••••• M••••••••• (registered 2024-11-27)
Nov 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address