DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sean Joseph Mcginn
Feed of 09/15/2026
Also filed as Sean Mcginn
At current firm
2 y
since Jul 1, 2024
In the industry
11 y
since Jul 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Focus Partners Wealth, LLC independent RIA currentsince Jul 1, 2024 · St. Louis, Mo
- Buckingham Strategic Wealth, LLC formerMar 23, 2021 to Nov 14, 2024 · St Louis, Mo
- Raymond James Financial Services Advisors, Inc BD affiliatedApr 7, 2020 to Dec 15, 2020 · West Deptford, Nj
- Rockwood Wealth Management, LLC independent RIANov 9, 2017 to Mar 12, 2019 · New Hope, Pa
Moves
a registration end followed by a registration begin elsewhere
- Buckingham Strategic Wealth, LLC to Focus Partners Wealth, LLCleft Nov 14, 2024, registered Jul 1, 2024 (-136 days) · corporate re-registration, not a move
- Raymond James Financial Services Advisors, Inc to Buckingham Strategic Wealth, LLCleft Dec 15, 2020, registered Mar 23, 2021 (98 days) · Affiliated broker-dealer or bank to independent RIA
- Rockwood Wealth Management, LLC to Raymond James Financial Services Advisors, Incleft Mar 12, 2019, registered Apr 7, 2020 (392 days) · RIA to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address