RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• L••• L•••••
- H•••••• T••••••• • K•••• L•• independent RIA currentsince Jun 6, 2025 · New Braunfels, Tx
- E•••• S••••••••• L•• BD affiliatedMar 15, 2022 to Jun 11, 2025 · New Braunfels, Tx
- E•••• S••••••••• L•• to H•••••• T••••••• • K•••• L••left Jun 11, 2025, registered Jun 6, 2025 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
- J••••••• L••• L••••• left E•••• S••••••••• L•• for H•••••• T••••••• • K•••• L•• (registered 2025-06-06)Jun 11, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address