DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Pergola
Feed of 09/15/2026
Also filed as Mike Pergola
At current firm
4 y
since Nov 10, 2021
In the industry
11 y
since May 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Natixis Advisors, LLC BD affiliated currentsince Nov 10, 2021 · Boston, Ma
- Alight Financial Advisors, LLC independent RIASep 22, 2021 to Oct 6, 2021 · Norfolk, Ma
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 24, 2018 to Mar 10, 2020 · Providence, Ri
Moves
a registration end followed by a registration begin elsewhere
- Alight Financial Advisors, LLC to Natixis Advisors, LLCleft Oct 6, 2021, registered Nov 10, 2021 (35 days) · RIA to affiliated broker-dealer or bank
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Alight Financial Advisors, LLCleft Mar 10, 2020, registered Sep 22, 2021 (561 days) · Wirehouse to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address