RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• K••• R•••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Aug 6, 2025 · Baltimore, Md
- W•••• F•••• A••••••• wirehouseJul 1, 2021 to May 7, 2025 · Wilmington, De
- E•••••••• A•••••••• L•• national BDApr 12, 2021 to Jul 19, 2021 · Falls Church, Va
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left May 7, 2025, registered Aug 6, 2025 (91 days) · Wirehouse to wirehouse
- E•••••••• A•••••••• L•• to W•••• F•••• A•••••••left Jul 19, 2021, registered Jul 1, 2021 (-18 days) · Affiliated broker-dealer or bank to wirehouse
- J••••• K••• R••••• left W•••• F•••• A••••••• for J••• M••••• S••••••••• L•• (registered 2025-08-06)May 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address