RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• L•••
- J••• M••••• S••••••••• L•• wirehouse currentsince Aug 12, 2026 · Westlake Village, Ca
- U•• F•••••••• S••••••• I••• wirehouseMar 7, 2025 to Jul 20, 2026 · Westlake Village, Ca
- M••••• S•••••• wirehouseMar 19, 2019 to Aug 23, 2024 · Beverly Hills, Ca
- O••••••••• • C•• I••• BD affiliatedDec 19, 2017 to Mar 15, 2019 · Los Angeles, Ca
- U•• F•••••••• S••••••• I••• to J••• M••••• S••••••••• L••left Jul 20, 2026, registered Aug 12, 2026 (23 days) · Wirehouse to wirehouse
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Aug 23, 2024, registered Mar 7, 2025 (196 days) · Wirehouse to wirehouse · moved with a team
- O••••••••• • C•• I••• to M••••• S••••••left Mar 15, 2019, registered Mar 19, 2019 (4 days) · Affiliated broker-dealer or bank to wirehouse
- E••••• L••• left U•• F•••••••• S••••••• I••• for J••• M••••• S••••••••• L•• (registered 2026-08-12)Jul 20, 2026 · Advisor changed firm · fact
- E••••• L••• left M••••• S•••••• for U•• F•••••••• S••••••• I••• (registered 2025-03-07)Aug 23, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address