RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• E•••••••• O••••
- L••• independent RIA currentsince Jun 13, 2025 · Los Angeles, Ca
- C••••••••• F•••••••• formerMay 10, 2022 to Jun 16, 2025 · Scottsdale, Az
- V••••••• A•••••••• I••• BD affiliatedAug 23, 2018 to May 5, 2022 · Scottsdale, Az
- C••••••••• F•••••••• to L•••left Jun 16, 2025, registered Jun 13, 2025 (-3 days) · RIA to RIA · moved with a team
- V••••••• A•••••••• I••• to C••••••••• F••••••••left May 5, 2022, registered May 10, 2022 (5 days) · Affiliated broker-dealer or bank to independent RIA
- C•••••• E•••••••• O•••• left C••••••••• F•••••••• for Lido (registered 2025-06-13)Jun 16, 2025 · Advisor changed firm · fact
- C•••••• E•••••••• O•••• left V••••••• A•••••••• I••• for C••••••••• F•••••••• (registered 2022-05-10)May 5, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address