DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Gentrust
Legal name Gentrust, LLC
Latest filing Mar 26, 2026
First filing on the tape Jan 3, 2012 · 49 filings
SEC status approved since Oct 5, 2011
RAUM
$5.2B
reported, Item 5.F
Discretionary
74%
of RAUM
Private clients
96%
$5.0B individuals and HNW
Advisors
22
registered through the firm on IAPD
RAUM per advisor
$236M
derived; firm RAUM over IAPD count
Employees
40
18 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
49 filings and snapshots on the tape
RAUM$5.2B as of Mar 26, 2026
Apr 30, 2012$259M then
HNW client RAUM$5.0B as of Mar 26, 2026
Mar 2, 2018$1.2B then
State-registered IARs (5.B.3)23 as of Mar 26, 2026
Mar 27, 20134 then
Employees (5.A)40 as of Mar 26, 2026
Mar 27, 201311 then
Private funds1 as of Feb 14, 2025
Mar 28, 20161 then
RAUM +17% over the last fiscal year+23% a year over threeIARs 25 to 23
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $236MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 12derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $21.1MderivedHNW RAUM over HNW clients
- Average account
- $3.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 74%derivedof RAUM
- Institutional
- 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 11.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- -8.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -5.7%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Custody
- $1.9B, 193 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$5.0B96%
- Sovereign wealth funds$109M2.1%
- Corporations and businesses$80.1M1.5%
- Individuals$15.6M0.3%
- Individual clients
- 27reported
- HNW clients
- 237reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,527reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.9B for 193 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
22 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| George Luis Perez | Miami, Fl | Jan 3, 2012 | 29 y | 1 |
| Alexander A Ruiz | Miami, Fl | Jan 27, 2012 | 17 y | 1 |
| Guillermo Jorge Socarras | Miami, Fl | Nov 28, 2012 | 26 y | 1 |
| Roberto Roman | Newport, Ca | Jul 25, 2016 | 20 y | 5 |
| Javier Armando Sanchez | Miami, Fl | Feb 15, 2017 | 12 y | 1 |
| Jennifer Tamayo | Miami, Fl | Oct 30, 2019 | 14 y | 2 |
| David Munoz | Miami, Fl | Jan 28, 2021 | 12 y | 0 |
| James Alexander ColavitaCertified Financial Planner | New York, Ny | Jun 29, 2021 | 30 y | 1 |
| James Dwight BesawChartered Financial Analyst | New York, Ny | Aug 3, 2021 | 14 y | 0 |
| Neela Mohan Nagaraja Gollapudi | Miami, Fl | Aug 7, 2021 | 23 y | 0 |
| Hugh Patrick Nickola | New York, Ny | Aug 27, 2021 | 36 y | 0 |
| Mimi Dionne Duff | Miami, Fl | Feb 9, 2022 | 28 y | 0 |
| Eduardo Juan Borberg | Miami, Fl | Aug 5, 2022 | 12 y | 0 |
| Casey Kelly Blout | New York, Ny | May 9, 2023 | 15 y | 0 |
| Krysta Dos SantosCertified Financial Planner | Miami, Fl | Sep 1, 2023 | 14 y | 2 |
| Carlos Alberto Gonzalez | Miami, Fl | Feb 29, 2024 | 10 y | 1 |
| Eli Augustus Cohen | Miami, Fl | Apr 8, 2024 | 14 y | 0 |
| Mark K Neely | Miami, Fl | May 20, 2024 | 15 y | 0 |
| Elena Yolanda Hernandez-Rosenblum | Miami, Fl | Sep 24, 2024 | 25 y | 0 |
| Brian David Goldman | Miami, Fl | Feb 28, 2025 | 34 y | 0 |
| Conner Wilson Ascher | Newport Beach, Ca | Jul 22, 2025 | 14 y | 1 |
| Diana Lorena Gazzola | Miami, Fl | Oct 22, 2025 | 10 y | 2 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 4.5% of current headcount3 left over 36 months
Left, latest
- Emily A Gomez to Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 3, 2026 · RIA to wirehouse
- Matthew Thiel Kishlansky to CorientJul 15, 2025 · RIA to RIA
- Olivier N Sarfati to First Manhattan Co. LLCMar 28, 2025 · RIA to affiliated broker-dealer or bank
- Matthew F Garasic to Unrivaled Wealth ManagementFeb 27, 2023 · RIA to a state-registered adviser
- Jennifer Ashley Valdes to Financial Designs Wealth ManagementApr 23, 2021 · RIA to a newly registered adviser
Joined, latest
- Diana Lorena Gazzola from Insigneo Advisory Services, LLCOct 22, 2025 · Affiliated broker-dealer or bank to independent RIA
- Conner Wilson Ascher from Alliancebernstein L.P.Jul 22, 2025 · Other
- Emily A Gomez from Morgan StanleySep 17, 2024 · Wirehouse to independent RIA
- Carlos Alberto Gonzalez from Maximai Investment Partners, LLCFeb 29, 2024 · RIA to RIA
- Krysta Dos Santos from Vanguard Advisers, Inc.Sep 1, 2023 · Affiliated broker-dealer or bank to independent RIA
- Matthew F Garasic from Strategic Wealth Partners, Ltd.Nov 4, 2021 · RIA to RIA
- Olivier N Sarfati from Citigroup Global Markets Inc.Aug 2, 2021 · Other
- James Alexander Colavita from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 29, 2021 · Wirehouse to independent RIA
- Jennifer Tamayo from Citigroup Global Markets Inc.Oct 30, 2019 · Affiliated broker-dealer or bank to independent RIA
- Javier Armando Sanchez from LourdmurrayFeb 15, 2017 · Other
- Guillermo Jorge Socarras from Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 28, 2012 · Other
- Alexander A Ruiz from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 27, 2012 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- George Luis Perez from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 3, 2012 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Gt Vegas Virgin, LLCno longer reported | Other Private Fund | $813,763 | 27 | Mar 29, 2019 |
| Gentrust Direct Access III, LLCno longer reported | Other Private Fund | $210,508 | 32 | Oct 5, 2015 |
| Gt Direct Access IV, LLCno longer reported | Other Private Fund | $48,600 | 21 | Feb 14, 2017 |
Owners and control persons
Schedule A and B, latest filing
- Dwight James Besaw · Managing Membercontrolsince 06/2011 · owns 10% to 25%
- Augustus Eli Cohen · Member I Interestscontrolsince 12/2014 · owns 5% to 10%
- (Nmn) Zulay Labra · Chief Operating Officercontrolsince 05/2012 · owns less than 5%
- Frances Suzanne Peck · Presidentcontrolsince 05/2024 · owns less than 5%
- Luis George Perez · Membercontrolsince 12/2011 · owns 10% to 25%
- Leigh Claire Rogan · Chief Financial Officercontrolsince 06/2014 · owns less than 5%
- Jorge Guillermo Socarras · Membercontrolsince 12/2011 · owns 10% to 25%
- Jennifer Tamayo · Chief Compliance Officercontrolsince 06/2023 · owns less than 5%
- Ernesto Ulises Robles · Chief Financial Officersince 12/2024 · owns less than 5%
Entity owners
- Kudu Investments US LLC · Member Class I Interestsdirect · owns 25% to 50%
- Bridge Holdings (Bermuda) Ltd. · Shareholderindirect · owns 75% or more of Wm International Holdings Ltd
- Kudu Investment Holdings, LLC · Memberindirect · owns 75% or more of Kudu Investments US LLC
- Kudu Investment Management, LLC · Memberindirect · owns 75% or more of Kudu Investment Holdings, LLC
- White Mountains Insurance Group, Ltd. · Shareholderindirect · owns 75% or more of Bridge Holdings (Bermuda) Ltd. · public reporting company
- Wm International Holdings Ltd · Shareholderindirect · owns 75% or more of Wm Regent Ltd
- Wm Regent Ltd · Memberindirect · owns 75% or more of Kudu Investment Management, LLC
Related persons
Schedule D 7.A
- Catenary Alternatives Asset Management, LLCinvestment adviseryRAUM $353M
- Gentrust Pr, LLCinvestment advisery
Advisers that list Gentrust as a related person
- 164517 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 22 | 3 | 1 | ||
| New York, Ny | 8 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY6 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 26, 2026PECK, SUZANNE, FRANCES (PRESIDENT) left Schedule A between the filings of 2024-06-17 and 2026-03-26peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 26, 2026LABRA, ZULAY, (NMN) (CHIEF OPERATING OFFICER) left Schedule A between the filings of 2024-06-17 and 2026-03-26peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 26, 2026ROGAN, CLAIRE, LEIGH (CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2024-06-17 and 2026-03-26peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 1,667 to 1,527Mar 27, 2025 to Mar 26, 2026
- Advisory employees · 20 to 18Mar 27, 2025 to Mar 26, 2026
- Corporate clients · 27 to 12Mar 27, 2025 to Mar 26, 2026
- HNW clients · 263 to 237Mar 27, 2025 to Mar 26, 2026
- Individual clients · 17 to 27Mar 27, 2025 to Mar 26, 2026
- Assets in custody · $1.9B to $1.9BMar 27, 2025 to Mar 26, 2026
- Employees · 42 to 40Mar 27, 2025 to Mar 26, 2026
- Financial planning clients · 26-50 to 51-100Mar 27, 2025 to Mar 26, 2026
- State-registered IARs · 25 to 23Mar 27, 2025 to Mar 26, 2026
- Discretionary RAUM · $3.7B to $3.9BMar 27, 2025 to Mar 26, 2026
- HNW RAUM · $4.2B to $5.0BMar 27, 2025 to Mar 26, 2026
- Individual RAUM · $11.3M to $15.6MMar 27, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $738M to $1.3BMar 27, 2025 to Mar 26, 2026
- RAUM · $4.5B to $5.2BMar 27, 2025 to Mar 26, 2026
- Accounts · 1,639 to 1,667Feb 14, 2025 to Mar 27, 2025
- Advisory employees · 15 to 20Feb 14, 2025 to Mar 27, 2025
- Advisory activities · 5 to 4Feb 14, 2025 to Mar 27, 2025
- Corporate clients · 28 to 27Feb 14, 2025 to Mar 27, 2025
- HNW clients · 268 to 263Feb 14, 2025 to Mar 27, 2025
- Individual clients · 24 to 17Feb 14, 2025 to Mar 27, 2025
- Pooled vehicle clients · 1.0 to unsetFeb 14, 2025 to Mar 27, 2025
- Assets in custody · $1.7B to $1.9BFeb 14, 2025 to Mar 27, 2025
- Employees · 36 to 42Feb 14, 2025 to Mar 27, 2025
- Financial planning clients · 26-50 to 26-50Feb 14, 2025 to Mar 27, 2025
- State-registered IARs · 19 to 25Feb 14, 2025 to Mar 27, 2025
- Private funds · 1 to unsetFeb 14, 2025 to Mar 27, 2025
- Discretionary RAUM · $3.5B to $3.7BFeb 14, 2025 to Mar 27, 2025
- HNW RAUM · $3.8B to $4.2BFeb 14, 2025 to Mar 27, 2025
- Individual RAUM · $10.5M to $11.3MFeb 14, 2025 to Mar 27, 2025
- Non-discretionary RAUM · $519M to $738MFeb 14, 2025 to Mar 27, 2025
- Pooled vehicle RAUM · 813763.0 to unsetFeb 14, 2025 to Mar 27, 2025
- RAUM · $4.1B to $4.5BFeb 14, 2025 to Mar 27, 2025
- Accounts · 1,505 to 1,639Mar 27, 2024 to Jun 17, 2024
- Corporate clients · 24 to 28Mar 27, 2024 to Jun 17, 2024
- HNW clients · 252 to 268Mar 27, 2024 to Jun 17, 2024
- Discretionary RAUM · $2.7B to $3.5BMar 27, 2024 to Jun 17, 2024
- HNW RAUM · $2.9B to $3.8BMar 27, 2024 to Jun 17, 2024
- Individual RAUM · $10.0M to $10.5MMar 27, 2024 to Jun 17, 2024
- Non-discretionary RAUM · $423M to $519MMar 27, 2024 to Jun 17, 2024
- RAUM · $3.2B to $4.1BMar 27, 2024 to Jun 17, 2024
Signals
9 dated events
- Emily A Gomez left Gentrust for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-04-21)Mar 3, 2026 · Advisor changed firm · fact
- Matthew Thiel Kishlansky left Gentrust for Corient (registered 2025-09-30)Jul 15, 2025 · Advisor changed firm · fact
- Olivier N Sarfati left Gentrust for First Manhattan Co. Llc (registered 2025-05-05)Mar 28, 2025 · Advisor changed firm · fact
- Frances Suzanne Peck (President) appeared on Schedule A of GentrustJun 17, 2024 · Control person joined · fact
- Gentrust reported RAUM $4.1B, up 29% from $3.2B (2024-03-27 to 2024-06-17)Jun 17, 2024 · RAUM change · derived
- Matthew F Garasic left Gentrust for Unrivaled Wealth Management (registered 2023-03-14)Feb 27, 2023 · Advisor changed firm · fact
- Thiel Matthew Kishlansky (Member) no longer on Schedule A of Gentrust (listed 2022-07-06, absent 2022-08-01)Aug 1, 2022 · Control person left · inference
- Patrick Hugh Nickola (Member) no longer on Schedule A of Gentrust (listed 2022-07-06, absent 2022-08-01)Aug 1, 2022 · Control person left · inference
- Gentrust reported RAUM $2.3B, up 33% from $1.7B (2020-06-29 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@gentrustwm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 305-677-6688reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/gentrust-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- GENTRUSTWM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 305-677-6688reportedpublic record, Form ADV, Mar 26, 2026
- Contact form
- gentrustwm.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- gentrustwm.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $236Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026