RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J•••
- L•• F•••••••• L•• BD affiliated currentsince Jun 9, 2026 · Fairfax, Va
- U••••• B•••••••• S••••••• I•• BD affiliatedOct 21, 2025 to Jun 22, 2026 · Washington, Dc
- T••••• A••••••• S•••••••• I••• BD affiliatedJun 2, 2022 to Oct 8, 2025 · Rockville, Md
- U••••• B•••••••• S••••••• I•• to L•• F•••••••• L••left Jun 22, 2026, registered Jun 9, 2026 (-13 days) · Affiliated broker-dealer or bank to another
- T••••• A••••••• S•••••••• I••• to U••••• B•••••••• S••••••• I••left Oct 8, 2025, registered Oct 21, 2025 (13 days) · Affiliated broker-dealer or bank to another
- M•••••• J••• left U••••• B•••••••• S••••••• I•• for L•• F•••••••• L•• (registered 2026-06-09)Jun 22, 2026 · Advisor changed firm · fact
- M•••••• J••• left T••••• A••••••• S•••••••• I••• for U••••• B•••••••• S••••••• I•• (registered 2025-10-21)Oct 8, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address