DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Ashraf Farag Hassan

Wells Fargo AdvisorswirehouseMound, Mn dual registrantIAPD 6817012

Feed of 09/15/2026

Also filed as Ashraf H Hassan

At current firm

0 y

since Jul 2, 2026

In the industry

10 y

since Sep 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wells Fargo Advisors wirehouse current
since Jul 2, 2026 · Minneapolis, Mn
Northland Asset Management independent RIA
Nov 10, 2025 to Mar 16, 2026 · Minneapolis, Mn
J.P. Morgan Securities LLC wirehouse
May 20, 2024 to Nov 4, 2025 · Richfield, Mn
Wells Fargo Advisors wirehouse
Jun 21, 2023 to Feb 21, 2024 · Wayzata, Mn

Moves

a registration end followed by a registration begin elsewhere

Northland Asset Management to Wells Fargo Advisors
left Mar 16, 2026, registered Jul 2, 2026 (108 days) · RIA to wirehouse
J.P. Morgan Securities LLC to Northland Asset Management
left Nov 4, 2025, registered Nov 10, 2025 (6 days) · Wirehouse to independent RIA
Wells Fargo Advisors to J.P. Morgan Securities LLC
left Feb 21, 2024, registered May 20, 2024 (89 days) · Wirehouse to wirehouse

Signals

Ashraf Farag Hassan left Northland Asset Management for Wells Fargo Advisors (registered 2026-07-02)
Mar 16, 2026 · Advisor changed firm · fact
Ashraf Farag Hassan left J.P. Morgan Securities Llc for Northland Asset Management (registered 2025-11-10)
Nov 4, 2025 · Advisor changed firm · fact
Ashraf Farag Hassan left Wells Fargo Advisors for J.P. Morgan Securities Llc (registered 2024-05-20)
Feb 21, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address