DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Justin Peterkin
Feed of 09/14/2026
Also filed as Justin Peterkin
At current firm
0 y
since May 5, 2026
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
6
dated events on this person
Registration history
IAPD current and previous registrations
- Commerce Advisors, LLC independent RIA currentsince May 5, 2026 · Memphis, Tn
- LPL Enterprise, LLC BD affiliatedJun 30, 2025 to Feb 27, 2026 · Franklin, Tn
- Cetera Investment Advisers LLC BD affiliatedAug 9, 2024 to Mar 18, 2025 · Germantown, Tn
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 20, 2023 to Jun 25, 2024 · Memphis, Tn
- Northwestern Mutual Investment Services,LLC no RAUMMay 3, 2023 to Jul 6, 2023 · Wichita, Ks
- J.P. Morgan Securities LLC wirehouseJan 24, 2023 to Apr 1, 2023 · Atlanta, Ga
- Truist Advisory Services, Inc. BD affiliatedJun 29, 2022 to Aug 25, 2022 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- LPL Enterprise, LLC to Commerce Advisors, LLCleft Feb 27, 2026, registered May 5, 2026 (67 days) · Affiliated broker-dealer or bank to independent RIA
- Cetera Investment Advisers LLC to LPL Enterprise, LLCleft Mar 18, 2025, registered Jun 30, 2025 (104 days) · Affiliated broker-dealer or bank to another
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Cetera Investment Advisers LLCleft Jun 25, 2024, registered Aug 9, 2024 (45 days) · Wirehouse to affiliated broker-dealer or bank
- Northwestern Mutual Investment Services,LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jul 6, 2023, registered Nov 20, 2023 (137 days) · Other
- J.P. Morgan Securities LLC to Northwestern Mutual Investment Services,LLCleft Apr 1, 2023, registered May 3, 2023 (32 days) · Other
- Truist Advisory Services, Inc. to J.P. Morgan Securities LLCleft Aug 25, 2022, registered Jan 24, 2023 (152 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- Justin Peterkin left Lpl Enterprise, Llc for Commerce Advisors, Llc (registered 2026-05-05)Feb 27, 2026 · Advisor changed firm · fact
- Justin Peterkin left Cetera Investment Advisers Llc for Lpl Enterprise, Llc (registered 2025-06-30)Mar 18, 2025 · Advisor changed firm · fact
- Justin Peterkin left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Cetera Investment Advisers Llc (registered 2024-08-09)Jun 25, 2024 · Advisor changed firm · fact
- Justin Peterkin left Northwestern Mutual Investment Services,Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-11-20)Jul 6, 2023 · Advisor changed firm · fact
- Justin Peterkin left J.P. Morgan Securities Llc for Northwestern Mutual Investment Services,Llc (registered 2023-05-03)Apr 1, 2023 · Advisor changed firm · fact
- Justin Peterkin left Truist Advisory Services, Inc. for J.P. Morgan Securities Llc (registered 2023-01-24)Aug 25, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address