DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• R••••• G•••••

R•• C•••••• M••••••• L••national BDSan Francisco, Ca dual registrantIAPD 6818520

Feed of 09/14/2026

Also filed as Chris G•••••

At current firm

0 y

since Jan 8, 2026

In the industry

13 y

since Sep 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•• C•••••• M••••••• L•• national BD current
since Jan 8, 2026 · San Francisco, Ca
R•••••• J•••• • A••••••••• I••• national BD
Oct 5, 2022 to Dec 17, 2025 · Chicago, Il
J••• M••••• P•••••• W••••• A••••••• L•• former
Nov 19, 2020 to Jan 28, 2022 · Palo Alto, Ca
M••••• S•••••• wirehouse
Oct 9, 2017 to May 22, 2020 · Menlo Park, Ca

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to R•• C•••••• M••••••• L••
left Dec 17, 2025, registered Jan 8, 2026 (22 days) · Affiliated broker-dealer or bank to another
J••• M••••• P•••••• W••••• A••••••• L•• to R•••••• J•••• • A••••••••• I•••
left Jan 28, 2022, registered Oct 5, 2022 (250 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• to J••• M••••• P•••••• W••••• A••••••• L••
left May 22, 2020, registered Nov 19, 2020 (181 days) · Wirehouse to affiliated broker-dealer or bank

Signals

C••••••••• R••••• G••••• left R•••••• J•••• • A••••••••• I••• for R•• C•••••• M••••••• L•• (registered 2026-01-08)
Dec 17, 2025 · Advisor changed firm · fact
C••••••••• R••••• G••••• left J••• M••••• P•••••• W••••• A••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2022-10-05)
Jan 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address