DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••• R•••• W•••••••

G••••••••• A•••••••independent RIADallas, Txdual registrantIAPD 6819924

Feed of 09/14/2026

Also filed as Nicole R Williams

At current firm

1 y

since Aug 11, 2025

In the industry

13 y

since Oct 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G••••••••• A••••••• independent RIA current
since Aug 11, 2025 · Dallas, Tx
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Apr 21, 2025 · Boston, Ma
F••••••• P••••••• A•• W•••••••• A••••••• former
May 20, 2024 to Mar 31, 2025 · Villanova, Pa
A••••• A•• P••••••• S••••••• BD affiliated
Apr 3, 2019 to Nov 13, 2020 · Philadelphia, Pa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 12, 2017 to Mar 18, 2019 · Wayne, Pa

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to G••••••••• A•••••••
left Apr 21, 2025, registered Aug 11, 2025 (112 days) · Affiliated broker-dealer or bank to independent RIA
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
A••••• A•• P••••••• S••••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Nov 13, 2020, registered May 20, 2024 (1284 days) · Affiliated broker-dealer or bank to another · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••
left Mar 18, 2019, registered Apr 3, 2019 (16 days) · Wirehouse to affiliated broker-dealer or bank

Signals

N••••• R•••• W••••••• left S•••••••• A••••••• L•• for G••••••••• A••••••• (registered 2025-08-11)
Apr 21, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address