DFX Intelligence
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Feed of 09/14/2026
Also filed as J•••• R••••••••• T••••• R••••••••• T• R••••
At current firm
1 y
since Jan 3, 2025
In the industry
12 y
since Aug 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 3, 2025 · Boise, Id
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 30, 2021 to Jan 6, 2025 · Bozeman, Mt
- V•••• F•••••••• A•••••••• I••• BD affiliatedSep 10, 2018 to May 21, 2021 · Portland, Or
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 11, 2018 to Sep 7, 2018 · Boise, Id
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jan 6, 2025, registered Jan 3, 2025 (-3 days) · Wirehouse to wirehouse
- V•••• F•••••••• A•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 21, 2021, registered Apr 30, 2021 (-21 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V•••• F•••••••• A•••••••• I•••left Sep 7, 2018, registered Sep 10, 2018 (3 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedJan 6, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address