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RIA Intelligence
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Registered advisor
R•••••• W•••••
Feed of 09/15/2026
Also filed as R•••••• W•••••
At current firm
0 y
since Jan 9, 2026
In the industry
10 y
since Mar 1, 2016 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 9, 2026 · Coppell, Tx
- J••• M••••• S••••••••• L•• wirehouseApr 16, 2022 to Jan 11, 2026 · Arlington, Tx
- C•••••• S••••• • C••• I••• national BDMar 11, 2022 to Apr 13, 2022 · The Villages, Fl
- T• A••••••••• I••• formerJan 24, 2019 to Apr 13, 2022 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 10, 2019 to Apr 13, 2022 · The Villages, Fl
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Jan 11, 2026, registered Jan 9, 2026 (-2 days) · Wirehouse to wirehouse · moved with a team
- T• A••••••••• I••• to C•••••• S••••• • C••• I•••left Apr 13, 2022, registered Mar 11, 2022 (-33 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Apr 13, 2022, registered Jan 24, 2019 (-1175 days) · channel change inside one enterprise, not a move · moved with a team
- C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••left Apr 13, 2022, registered Apr 16, 2022 (3 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- R•••••• W••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2026-01-09)Jan 11, 2026 · Advisor changed firm · fact
- R•••••• W••••• left C•••••• S••••• • C••• I••• for J••• M••••• S••••••••• L•• (registered 2022-04-16)Apr 13, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address