RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• B•••• O•••••••
- S••••••••• P•••••• W••••• independent RIA currentsince Feb 12, 2026 · Allenton, Pa
- E•••• F•••••••• G••••• L•• independent RIAFeb 19, 2024 to Feb 13, 2026 · King Of Prussia, Pa
- T•• F•••••• G••••• L•• independent RIAJun 23, 2020 to Jan 31, 2024 · Chesterbrook, Pa
- E•••• F•••••••• G••••• L•• to S••••••••• P•••••• W•••••left Feb 13, 2026, registered Feb 12, 2026 (-1 days) · RIA to a newly registered adviser
- T•• F•••••• G••••• L•• to E•••• F•••••••• G••••• L••left Jan 31, 2024, registered Feb 19, 2024 (19 days) · RIA to RIA
- M•••••• B•••• O••••••• left E•••• F•••••••• G••••• L•• for S••••••••• P•••••• W••••• (registered 2026-02-12)Feb 13, 2026 · Advisor changed firm · fact
- M•••••• B•••• O••••••• left T•• F•••••• G••••• L•• for E•••• F•••••••• G••••• L•• (registered 2024-02-19)Jan 31, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address