RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• C• T•••••
- A••••• P•••••• C•••••• independent RIA currentsince Feb 5, 2026 · Cornelius, Nc
- E••••• J•••• national BDJan 28, 2025 to Apr 14, 2025 · Mooresville, Nc
- V••••••• A•••••••• I••• BD affiliatedOct 1, 2019 to Sep 19, 2024 · Charlotte, Nc
- E••••• J•••• to A••••• P•••••• C••••••left Apr 14, 2025, registered Feb 5, 2026 (297 days) · Affiliated broker-dealer or bank to independent RIA
- V••••••• A•••••••• I••• to E••••• J••••left Sep 19, 2024, registered Jan 28, 2025 (131 days) · Affiliated broker-dealer or bank to another
- W••••• C• T••••• left E••••• J•••• for A••••• P•••••• C•••••• (registered 2026-02-05)Apr 14, 2025 · Advisor changed firm · fact
- W••••• C• T••••• left V••••••• A•••••••• I••• for E••••• J•••• (registered 2025-01-28)Sep 19, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address