DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••••• A••••••

C•••••••• G••••• M•••••• I•••BD affiliatedMiami, Fl dual registrantIAPD 6836511

Feed of 09/15/2026

Also filed as S••••••• A••••••Velez

At current firm

1 y

since Jan 17, 2025

In the industry

16 y

since Jan 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• G••••• M•••••• I••• BD affiliated current
since Jan 17, 2025 · Miami, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 15, 2022 to Jan 8, 2025 · Boca Raton, Fl
W•••• F•••• A••••••• wirehouse
May 13, 2021 to Oct 19, 2022 · Hollywood, Fl
J••• M••••• S••••••••• L•• wirehouse
Jan 7, 2020 to Mar 17, 2021 · Miami Springs, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 11, 2018 to Jan 2, 2020 · Oradell, Nj

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••
left Jan 8, 2025, registered Jan 17, 2025 (9 days) · Wirehouse to affiliated broker-dealer or bank
W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 19, 2022, registered Nov 15, 2022 (27 days) · Wirehouse to wirehouse
J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
left Mar 17, 2021, registered May 13, 2021 (57 days) · Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Jan 2, 2020, registered Jan 7, 2020 (5 days) · Wirehouse to wirehouse

Signals

S••••••• A•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C•••••••• G••••• M•••••• I••• (registered 2025-01-17)
Jan 8, 2025 · Advisor changed firm · fact
S••••••• A•••••• left W•••• F•••• A••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-11-15)
Oct 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address