RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• B••••• P•••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 7, 2025 · Nashville, Tn
- P••••••• W••••• A••••••• formerMay 11, 2021 to Jun 9, 2025 · Nashville, Tn
- T••••• A••••••• S•••••••• I••• BD affiliatedApr 8, 2019 to Apr 30, 2021 · Norfolk, Va
- P••••••• W••••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 9, 2025, registered May 7, 2025 (-33 days) · RIA to affiliated broker-dealer or bank
- T••••• A••••••• S•••••••• I••• to P••••••• W••••• A•••••••left Apr 30, 2021, registered May 11, 2021 (11 days) · Affiliated broker-dealer or bank to independent RIA
- C•••••• B••••• P••••• left P••••••• W••••• A••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-05-07)Jun 9, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address